Plan Snapshot
- Plan Sponsor: Neuberger Berman Investment Advisers LLC
- Sponsor EIN: 463663283
- Sponsor Address: 190 SOUTH LASALLE STREET,24TH FLOOR, CHICAGO, IL, 60603
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $69.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $69.5M | $0 | $0 |
| 2023 | 0 | $71.4M | $0 | $0 |
| 2022 | 0 | $63.4M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BROWN BROTHERS HARRIMAN & CO | Custodian / Trustee | $139,230 | — | $139,230 |
| SS&C TECHNOLOGIES INC | Other Service Provider | $94,528 | — | $94,528 |
| ERNST & YOUNG | Other Service Provider | $62,968 | — | $62,968 |
| PRICEWATERHOUSECOOPERS LLP | Auditor | $58,145 | — | $58,145 |
| NEUBERGER BERMAN INVESTMENT ADVISER | Other Service Provider | $19,879 | — | $19,879 |
| K&L GATES | Other Service Provider | $6,968 | — | $6,968 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRICEWATERHOUSECOOPERS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $381,718
- Estimated Expense Ratio: 0.549% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $350,320 | $37,534 | $90,631 | $65,000 | — |
| 2023 | $338,616 | $71,835 | $71,408 | $62,968 | — |
| 2022 | $311,594 | $21,871 | $60,341 | — | $229,382 |