Plan Snapshot
- Plan Sponsor: Neuberger Berman Investment Advisers LLC
- Sponsor EIN: 463641083
- Sponsor Address: 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $101.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $101.9M | $0 | $0 |
| 2023 | 0 | $98.3M | $0 | $0 |
| 2022 | 0 | $83.7M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEUBERGER BERMAN INVESTMENT ADVISER | Other Service Provider | $331,212 | — | $331,212 |
| BROWN BROTHERS HARRIMAN & CO | Custodian / Trustee | $159,773 | — | $159,773 |
| SS&C TECHNOLOGIES | Other Service Provider | $107,943 | — | $107,943 |
| ERNST & YOUNG | Other Service Provider | $79,288 | — | $79,288 |
| PRICEWATERHOUSECOOPERS LLP | Auditor | $69,980 | — | $69,980 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRICEWATERHOUSECOOPERS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $748,196
- Estimated Expense Ratio: 0.734% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $669,419 | $297,633 | $95,180 | $82,500 | — |
| 2023 | $530,111 | $208,067 | $64,590 | $79,288 | — |
| 2022 | $528,029 | $236,578 | $58,368 | — | $233,083 |