Plan Snapshot
- Plan Sponsor: Netherland, Sewell & Associates,
- Sponsor EIN: 751330935
- Sponsor Address: 2100 ROSS AVENUE SUITE 2200, DALLAS, TX, 75201
- Plan Type: 401(k)
- Total Participants: 128
- Total Assets: $100.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 128 | $100.0M | $2.2M | $2.1M |
| 2023 | 124 | $91.1M | $2.2M | $2.1M |
| 2022 | 130 | $81.2M | $2.1M | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | SERVICE PROVIDER | $189,614 | $59 | $189,673 |
| WELLS FARGO CLEARING SERVICES, LLC | SERVICE PROVIDER | — | $136,776 | $136,776 |
| VOYA RETIREMENT ADVISORS, LLC | SERVICE PROVIDER | $19,166 | — | $19,166 |
| HAYNIE AND COMPANY | SERVICE PROVIDER | $14,500 | — | $14,500 |
| BAKER AND HOSTETLER LLP | SERVICE PROVIDER | $13,186 | — | $13,186 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WELLS FARGO CLEARING SERVICES, LLC — SERVICE PROVIDER
- HAYNIE AND COMPANY — SERVICE PROVIDER
- BAKER AND HOSTETLER LLP — SERVICE PROVIDER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $373,301
- Estimated Expense Ratio: 0.373% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $236,465 | $43,277 | $189,164 | — | — |
| 2023 | $197,335 | $30,706 | $166,329 | — | — |
| 2022 | $203,176 | — | — | — | — |