Plan Snapshot
- Plan Sponsor: Baird, Hampton & Brown, INC.
- Sponsor EIN: 752426876
- Sponsor Address: 6300 RIDGLEA PLACE, SUITE 700, FORT WORTH, TX, 76116
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 178
- Total Assets: $21.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 178 | $21.1M | $0 | $0 |
| 2024 | 128 | $17.8M | $338,161 | $1.2M |
| 2023 | 127 | $15.1M | $315,883 | $1.1M |
| 2022 | 124 | $13.4M | $306,573 | $988,106 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES | Investment Advisor | $20,400 | — | $20,400 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $19,558 | — | $19,558 |
| BROWN ROGERS AND CO, LLC | Auditor | $12,950 | — | $12,950 |
| RETIREMENTPLANS.COM, LLC | Recordkeeper | $3,485 | $7,508 | $10,993 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $63,901
- Estimated Expense Ratio: 0.303% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,165,878 | — | $57,627 | — | — |
| 2024 | $54,214 | — | $54,214 | — | — |
| 2023 | $51,095 | — | $51,095 | — | — |
| 2022 | $73,386 | — | $73,386 | — | — |