Plan Snapshot
- Plan Sponsor: Neptune Medical
- Sponsor EIN: 811005426
- Sponsor Address: 1828 EL CAMINO REAL, BURLINGAME, CA, 94010
- Plan Type: 401(k)
- Total Participants: 140
- Total Assets: $9.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 140 | $9.2M | $1.3M | $2.2M |
| 2023 | 157 | $5.7M | $881,504 | $1.5M |
| 2022 | 96 | $2.4M | $428,994 | $699,365 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GUIDELINE, INC. | RECORDKEEPER | $6,990 | — | $6,990 |
| BENEFIT TRUST COMPANY | CUSTODIAN | — | $6,653 | $6,653 |
| PENSION ASSURANCE LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GUIDELINE, INC. — RECORDKEEPER
- PENSION ASSURANCE LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $13,643
- Estimated Expense Ratio: 0.149% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $7,737 | $6,185 | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |