Plan Snapshot
- Plan Sponsor: Aspen Medical Products, INC.
- Sponsor EIN: 330586598
- Sponsor Address: 6481 OAK CANYON, IRVINE, CA, 926185202
- Plan Type: 401(k)
- Total Participants: 136
- Total Assets: $22.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 136 | $22.4M | $687,867 | $1.5M |
| 2023 | 127 | $18.6M | $635,634 | $1.4M |
| 2022 | 124 | $15.6M | $587,867 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RPA FINANCIAL, LLC | INVESTMENT ADVISORY | $74,807 | $3 | $74,810 |
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $36,432 | — | $36,432 |
| WINDES, INC. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WINDES, INC. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $111,242
- Estimated Expense Ratio: 0.496% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $111,239 | $74,807 | $36,432 | — | — |
| 2023 | $88,820 | $59,946 | $28,874 | — | — |
| 2022 | $79,219 | $51,513 | $27,706 | — | — |