Plan Snapshot
- Plan Sponsor: Napa Management Services Corp.
- Sponsor EIN: 113635685
- Sponsor Address: 1305 WALT WHITMAN ROAD, SUITE 300, MELVILLE, NY, 11747
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 23
- Total Assets: $259,245
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 23 | $259,245 | $4.0M | $3.3M |
| 2022 | 905 | $75.8M | $4.5M | $4.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRUDENTIAL RETIREMENT INSURANCE | Other Service Provider | $48,507 | — | $48,507 |
| UBS FINANCIAL SERVICES, INC. | Recordkeeper | $16,000 | — | $16,000 |
| NIXON PEABODY | ERISA Attorney | $11,498 | — | $11,498 |
| BACHELER & COMPANY, P.C. | Other Service Provider | $8,250 | — | $8,250 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES, INC. — Recordkeeper
- NIXON PEABODY — ERISA Attorney
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $84,255
- Estimated Expense Ratio: 32.500% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $72,077 | $72,077 | — | — | — |
| 2022 | $75,665 | $75,665 | — | — | — |