Plan Snapshot
- Plan Sponsor: Mulligan Funding, LLC
- Sponsor EIN: 263605217
- Sponsor Address: 4715 VIEWRIDGE AVE SUITE 100, SAN DIEGO, CA, 92123
- Plan Type: 401(k)
- Total Participants: 146
- Total Assets: $9.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 146 | $9.1M | $660,474 | $1.5M |
| 2023 | 146 | $6.8M | $567,035 | $1.3M |
| 2022 | 122 | $3.8M | $431,699 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS LLC | Investment Advisor | $32,810 | — | $32,810 |
| JOHN HANCOCK | Recordkeeper | $22,255 | — | $22,255 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ONEDIGITAL INVESTMENT ADVISORS LLC — Investment Advisor
- JOHN HANCOCK — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $55,065
- Estimated Expense Ratio: 0.607% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $55,065 | $32,810 | $22,255 | — | — |
| 2023 | $29,469 | $15,987 | $13,482 | — | — |
| 2022 | — | — | — | — | — |