Plan Snapshot
- Plan Sponsor: Mountz, INC.
- Sponsor EIN: 942625117
- Sponsor Address: 1080 N. 11TH STREET, SAN JOSE, CA, 95112
- Plan Type: 401(k)
- Total Participants: 78
- Total Assets: $8.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 78 | $8.3M | $234,967 | $645,413 |
| 2023 | 127 | $4.9M | $245,721 | $708,193 |
| 2022 | 120 | $3.8M | $194,716 | $563,258 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA LIFE INSURANCE COMPANY | RECORDKEEPER | $28,186 | — | $28,186 |
| UBS FINANCIAL SERVICES INC | INVESTMENT ADVISORY-PLAN | $21,741 | — | $21,741 |
| MUN CPAS, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA LIFE INSURANCE COMPANY — RECORDKEEPER
- UBS FINANCIAL SERVICES INC — INVESTMENT ADVISORY-PLAN
- MUN CPAS, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $49,927
- Estimated Expense Ratio: 0.600% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $57,075 | — | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |