Plan Snapshot
- Plan Sponsor: Midocean Us Advisor LP
- Sponsor EIN: 431994382
- Sponsor Address: 245 PARK AVE., NEW YORK, NY, 10167
- Plan Type: 401(k)
- Total Participants: 90
- Total Assets: $44.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 90 | $44.5M | $1.4M | $1.7M |
| 2023 | 84 | $36.5M | $1.5M | $1.6M |
| 2022 | 84 | $27.6M | $1.3M | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| COHEN & COMPANY, LTD. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,425 | $1,325 | — | — | — |
| 2023 | $1,144 | $994 | — | — | — |
| 2022 | $2,075,377 | — | $768 | — | — |