Plan Snapshot
- Plan Sponsor: Mercuria Energy America, LLC
- Sponsor EIN: 611600209
- Sponsor Address: 20 GREENWAY PLAZA, SUITE 650, HOUSTON, TX, 77046
- Plan Type: 401(k)
- Total Participants: 301
- Total Assets: $68.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 301 | $68.9M | $4.2M | $4.8M |
| 2023 | 278 | $52.0M | $3.5M | $4.0M |
| 2022 | 234 | $38.6M | $2.9M | $3.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CREATIVE PLANNING HOLDCO, LLC | INVESTMENT/FINANCIAL ADVI | $50,000 | — | $50,000 |
| ROBERTSON & ROBERTSOON, PLLC | ACCOUNTANT | $11,000 | — | $11,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CREATIVE PLANNING HOLDCO, LLC — INVESTMENT/FINANCIAL ADVI
- ROBERTSON & ROBERTSOON, PLLC — ACCOUNTANT
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $61,000
- Estimated Expense Ratio: 0.089% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $65,681 | $50,375 | — | $11,000 | — |
| 2023 | $2,803 | $225 | — | — | — |
| 2022 | $21,985 | $20,000 | $1,985 | — | — |