Plan Snapshot
- Plan Sponsor: Mccormick, Barstow, Sheppard, Wayte & Carruth, LLP
- Sponsor EIN: 941262506
- Sponsor Address: 7647 NORTH FRESNO STREET, FRESNO, CA, 93720
- Plan Type: 401(k)
- Total Participants: 142
- Total Assets: $114.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 142 | $114.4M | $2.6M | $1.3M |
| 2023 | 155 | $100.6M | $2.5M | $1.3M |
| 2022 | 147 | $85.1M | $2.3M | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CHARLES SCHWAB | INVESTMENT ADVISOR | $124,749 | — | $124,749 |
| CARLSON QUINN & ASSOCIATES, INC. | TPA | $69,375 | $45,022 | $114,397 |
| WELLS FARGO | INVESTMENT ADVISOR | $74,087 | — | $74,087 |
| BAKER TILLY US, LLP | Auditor | $35,175 | — | $35,175 |
| AMERIPRISE FINANCIAL | INVESTMENT ADVISOR | $28,431 | — | $28,431 |
| MORGAN STANLEY | INVESTMENT ADVISOR | $5,417 | — | $5,417 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US, LLP — Auditor
- MORGAN STANLEY — INVESTMENT ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $382,256
- Estimated Expense Ratio: 0.334% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $354,181 | $240,671 | $65,274 | $35,175 | — |
| 2023 | $262,777 | $183,487 | $66,774 | — | — |
| 2022 | $326,441 | $270,489 | $44,423 | — | — |