Plan Snapshot
- Plan Sponsor: Marwood Group & Co. Usa LLC
- Sponsor EIN: 113570166
- Sponsor Address: 733 3RD AVENUE, NEW YORK, NY, 10017
- Plan Type: 401(k)
- Total Participants: 179
- Total Assets: $16.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 179 | $16.2M | $308,837 | $1.2M |
| 2023 | 171 | $14.0M | $335,906 | $1.2M |
| 2022 | 184 | $11.8M | $322,350 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEWPORT TRUST COMPANY | Custodian / Trustee | $56,608 | — | $56,608 |
| MORGAN STANLEY | Investment Advisor | $37,328 | — | $37,328 |
| NEWPORT GROUP, INC. | Recordkeeper | $16,171 | — | $16,171 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $110,107
- Estimated Expense Ratio: 0.680% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $110,107 | $37,328 | $12,085 | — | — |
| 2023 | $87,011 | $29,967 | $54,728 | — | — |
| 2022 | $51,300 | $4,882 | $46,418 | — | — |