Plan Snapshot
- Plan Sponsor: Marquardt Memorial Manor, INC.
- Sponsor EIN: 391126946
- Sponsor Address: 1020 HILL ST, WATERTOWN, WI, 530983016
- Plan Type: 401(k)
- Total Participants: 1,024
- Total Assets: $17.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,024 | $17.8M | $607,365 | $1.8M |
| 2023 | 626 | $13.1M | $391,868 | $1.3M |
| 2022 | 358 | $9.3M | $316,986 | $824,165 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS | RIA | $46,725 | — | $46,725 |
| JOHN HANCOCK LIFE INSURANCE CO. USA | RECORDKEEPER | $44,154 | — | $44,154 |
| PPG RETIREMENT PLAN SERVICES | CONTRACT ADMIN | $13,574 | — | $13,574 |
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHN HANCOCK LIFE INSURANCE CO. USA — RECORDKEEPER
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $104,453
- Estimated Expense Ratio: 0.586% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $104,453 | $46,725 | $13,574 | — | — |
| 2023 | $78,174 | $33,919 | $32,732 | — | — |
| 2022 | $61,626 | $28,785 | $24,505 | — | $8,336 |