Plan Snapshot
- Plan Sponsor: Marathon Asset Management Limited
- Sponsor EIN: 616506892
- Sponsor Address: 50 S. LASALLE STREET, CHICAGO, IL, 60603
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $4.1B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $4.1B | $0 | $0 |
| 2024 | 0 | $3.9B | $0 | $0 |
| 2023 | 0 | $4.5B | $0 | $0 |
| 2022 | 0 | $4.7B | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS | Other Service Provider | — | $63,520 | $63,520 |
| BANK OF AMERICA | Other Service Provider | — | $59,898 | $59,898 |
| CREDIT LYONNAIS | Other Service Provider | — | $45,298 | $45,298 |
| JEFFERIES | Other Service Provider | — | $40,999 | $40,999 |
| JP MORGAN | Other Service Provider | — | $40,372 | $40,372 |
| PRICEWATERHOUSECOOPERS LLP | Other Service Provider | $35,950 | — | $35,950 |
| DAIWA SECURITIES INC. | Other Service Provider | — | $33,056 | $33,056 |
| SMBC NIKKO | Other Service Provider | — | $30,623 | $30,623 |
| CITIGROUP GLOBAL MARKETS INC. | Other Service Provider | — | $26,979 | $26,979 |
| INSTINET LLC | Other Service Provider | — | $24,248 | $24,248 |
| MACQUARIE | Other Service Provider | — | $21,997 | $21,997 |
| MIZUHO SECURITIES INC. | Other Service Provider | — | $20,773 | $20,773 |
| MORGAN STANLEY | Other Service Provider | — | $20,418 | $20,418 |
| BNP PARIBAS LONDON | Other Service Provider | — | $17,218 | $17,218 |
| KEPLER CHEUVREUX | Other Service Provider | — | $14,279 | $14,279 |
| JPM LT ALGO | Other Service Provider | — | $13,480 | $13,480 |
| BERNSTEIN | Other Service Provider | — | $13,298 | $13,298 |
| BARRENJOEY | Other Service Provider | — | $12,800 | $12,800 |
| GOLDMAN, SACHS & CO. | Other Service Provider | — | $11,910 | $11,910 |
| RBC | Other Service Provider | — | $10,228 | $10,228 |
| CANTOR | Other Service Provider | — | $8,096 | $8,096 |
| HSBC SECURITIES | Other Service Provider | — | $7,969 | $7,969 |
| LIQUIDNET, INC. | Other Service Provider | — | $7,441 | $7,441 |
| STIFEL LT ALGO | Other Service Provider | — | $6,149 | $6,149 |
| ABG | Other Service Provider | — | $5,959 | $5,959 |
| JP MORGAN (CBOE - BIDS) | Other Service Provider | — | $5,273 | $5,273 |
| BTG PACTUAL | Other Service Provider | — | $5,217 | $5,217 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $603,448
- Estimated Expense Ratio: 0.015% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $36,135 | — | — | $36,135 | — |
| 2024 | $36,135 | — | — | $36,135 | — |
| 2023 | $36,655 | — | — | $36,655 | — |
| 2022 | $31,813 | — | — | — | $31,813 |