Plan Snapshot
- Plan Sponsor: Marathon Asset Management Limited
- Sponsor EIN: 043237387
- Sponsor Address: 50 S. LASALLE STREET, CHICAGO, IL, 60603
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $2.0B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $2.0B | $0 | $0 |
| 2024 | 0 | $2.2B | $0 | $0 |
| 2023 | 0 | $3.0B | $0 | $0 |
| 2022 | 0 | $3.1B | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NORTHERN TRUST CO. | Other Service Provider | $120,000 | — | $120,000 |
| DELOITTE & TOUCHE | Other Service Provider | $52,521 | — | $52,521 |
| CITIGROUP GLOBAL MARKETS INC. | Other Service Provider | — | $47,555 | $47,555 |
| PRICEWATERHOUSECOOPERS LLP | Other Service Provider | $35,950 | — | $35,950 |
| JP MORGAN | Other Service Provider | — | $33,985 | $33,985 |
| UBS | Other Service Provider | — | $28,918 | $28,918 |
| CREDIT LYONNAIS | Other Service Provider | — | $26,568 | $26,568 |
| BANK OF AMERICA | Other Service Provider | — | $24,212 | $24,212 |
| DAIWA SECURITIES INC. | Other Service Provider | — | $18,849 | $18,849 |
| SMBC NIKKO | Other Service Provider | — | $17,251 | $17,251 |
| JEFFERIES | Other Service Provider | — | $13,680 | $13,680 |
| INSTINET, LLC | Other Service Provider | — | $13,328 | $13,328 |
| MACQUARIE | Other Service Provider | — | $12,872 | $12,872 |
| MIZUHO SECURITIES INC. | Other Service Provider | — | $12,039 | $12,039 |
| MORGAN STANLEY | Other Service Provider | — | $11,730 | $11,730 |
| BNP PARIBAS LONDON | Other Service Provider | — | $9,010 | $9,010 |
| KEPLER CHEUVREUX | Other Service Provider | — | $8,490 | $8,490 |
| JPM LT ALGO | Other Service Provider | — | $7,897 | $7,897 |
| BERNSTEIN | Other Service Provider | — | $7,883 | $7,883 |
| BARRENJOEY | Other Service Provider | — | $7,536 | $7,536 |
| GOLDMAN, SACHS & CO. | Other Service Provider | — | $6,963 | $6,963 |
| RBC | Other Service Provider | — | $5,973 | $5,973 |
| HSBC SECURITIES | Other Service Provider | — | $5,576 | $5,576 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $528,786
- Estimated Expense Ratio: 0.026% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $208,471 | — | — | $208,471 | — |
| 2024 | $210,094 | — | — | $209,501 | — |
| 2023 | $211,553 | — | — | $210,367 | — |
| 2022 | $213,915 | — | — | — | $213,515 |