Plan Snapshot
- Plan Sponsor: M3 Engineering & Technology Corporation
- Sponsor EIN: 860548253
- Sponsor Address: 2051 W. SUNSET, SUITE 101, TUCSON, AZ, 857041722
- Plan Type: 401(k)
- Total Participants: 302
- Total Assets: $63.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 302 | $63.2M | $498,039 | $2.1M |
| 2023 | 309 | $62.4M | $450,189 | $2.0M |
| 2022 | 287 | $52.9M | $235,559 | $1.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | INVESTMENT ADVISOR | $123,546 | — | $123,546 |
| ACH RETIREMENT PLAN CONSULTANTS INC | PLAN ADMINISTRATOR | $31,641 | — | $31,641 |
| BEACHFLEISCHMAN PLLC | AUDITOR | $18,325 | — | $18,325 |
| CAPITAL RESEARCH AND MANAGEMENT CO | CUSTODIAN-RECORDKEEPER | $7,329 | — | $7,329 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY LLC — INVESTMENT ADVISOR
- BEACHFLEISCHMAN PLLC — AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $180,841
- Estimated Expense Ratio: 0.286% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $180,841 | $123,546 | $31,641 | $18,325 | — |
| 2023 | $161,546 | $110,656 | $27,315 | $17,500 | — |
| 2022 | $166,626 | $113,171 | $24,738 | — | $17,500 |