Plan Snapshot
- Plan Sponsor: Carollo Engineers, INC.
- Sponsor EIN: 860899222
- Sponsor Address: 4600 EAST WASHINGTON STREET, PHOENIX, AZ, 85034
- Plan Type: 401(k)
- Total Participants: 1,519
- Total Assets: $398.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,519 | $398.2M | $6.6M | $20.4M |
| 2023 | 1,375 | $341.9M | $6.1M | $18.9M |
| 2022 | 1,312 | $276.0M | $5.0M | $15.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | ADVISOR | $86,933 | — | $86,933 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $76,865 | — | $76,865 |
| GRANT THORNTON LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STRATEGIC ADVISORS, INC. — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- GRANT THORNTON LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $163,798
- Estimated Expense Ratio: 0.041% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $161,307 | $86,933 | $1,500 | — | — |
| 2023 | $166,248 | $75,414 | $300 | — | — |
| 2022 | $156,623 | $60,332 | — | — | — |