Plan Snapshot
- Plan Sponsor: M Rogers INC & Subsidiary
- Sponsor EIN: 431179020
- Sponsor Address: 607 STATE ST, MOUND CITY, MO, 64470
- Plan Type: 401(k)
- Total Participants: 129
- Total Assets: $6.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 129 | $6.8M | $192,665 | $567,932 |
| 2023 | 130 | $6.0M | $196,351 | $487,163 |
| 2022 | 114 | $4.1M | $164,710 | $362,686 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| 401GO, INC. | CONTRACT ADMINISTRATOR | $18,880 | — | $18,880 |
| PRIME CAPITAL INVESTMENT ADVISORS | ADVISOR | $11,936 | — | $11,936 |
| SMITH & HOWARD, PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- 401GO, INC. — CONTRACT ADMINISTRATOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $30,816
- Estimated Expense Ratio: 0.456% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | — | — | — | — | — |
| 2023 | $23,175 | $10,472 | $823 | — | — |
| 2022 | $19,925 | $9,400 | $10,525 | — | — |