Plan Snapshot
- Plan Sponsor: Lsv Asset Management
- Sponsor EIN: 200726879
- Sponsor Address: 155 NORTH WACKER DRIVE, CHICAGO, IL, 60606
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $1.2B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $1.2B | $0 | $0 |
| 2024 | 0 | $772.8M | $0 | $0 |
| 2023 | 0 | $850.9M | $0 | $0 |
| 2022 | 0 | $749.7M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NORTHERN TRUST | Other Service Provider | $227,368 | — | $227,368 |
| MORGAN STANLEY AND CO., LLC | Other Service Provider | — | $44,129 | $44,129 |
| UBS | Other Service Provider | — | $33,239 | $33,239 |
| CITIGROUP | Other Service Provider | — | $23,020 | $23,020 |
| MIZUHO SECURITIES USA INC. | Other Service Provider | — | $20,561 | $20,561 |
| BNP PARIBAS SECS SVS | Other Service Provider | — | $17,893 | $17,893 |
| BERENBERG GOSSLER | Other Service Provider | — | $16,753 | $16,753 |
| SOCIETE GENERALE | Other Service Provider | — | $12,057 | $12,057 |
| J.P. MORGAN | Other Service Provider | — | $10,003 | $10,003 |
| DAIWA | Other Service Provider | — | $9,415 | $9,415 |
| GOODBODY | Other Service Provider | — | $7,836 | $7,836 |
| CACEIS BANK | Other Service Provider | — | $5,671 | $5,671 |
| MERRILL LYNCH INTERNATIONAL LIMITED | Other Service Provider | — | $5,641 | $5,641 |
| INSTINET | Other Service Provider | — | $5,615 | $5,615 |
| HSBC BANK PLC | Other Service Provider | — | $5,447 | $5,447 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $444,648
- Estimated Expense Ratio: 0.036% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $271,476 | — | $23,270 | — | — |
| 2024 | $235,101 | — | $22,500 | — | — |
| 2023 | $237,632 | — | $25,506 | — | — |
| 2022 | $221,029 | — | — | — | $22,285 |