Plan Snapshot
- Plan Sponsor: Lia Group, INC.
- Sponsor EIN: 141787128
- Sponsor Address: P.O. BOX 5789, ALBANY, NY, 12205
- Plan Type: 401(k)
- Total Participants: 763
- Total Assets: $26.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 763 | $26.6M | $527,189 | $2.9M |
| 2023 | 743 | $23.4M | $477,457 | $2.7M |
| 2022 | 752 | $19.7M | $317,779 | $2.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY | NONE | $97,148 | — | $97,148 |
| EMPIRE ADVISORY GROUP, LLC | NONE | $60,450 | — | $60,450 |
| LPL FINANCIAL, LLC | NONE | — | $50,999 | $50,999 |
| CREATIVE PENSION CONSULTANTS, INC. | NONE | $50,048 | — | $50,048 |
| PRIVATE ADVISORS GROUP, LLC | NONE | $14,781 | — | $14,781 |
| CLIFTON LARSON ALLEN, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTON LARSON ALLEN, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $273,426
- Estimated Expense Ratio: 1.029% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $223,185 | — | $19,572 | — | — |
| 2023 | $210,117 | — | $16,108 | — | — |
| 2022 | $196,011 | $185,772 | $10,239 | — | — |