Plan Snapshot
- Plan Sponsor: Lewis Communications, INC.
- Sponsor EIN: 630326789
- Sponsor Address: 500 ST LOUIS STREET, MOBILE, AL, 36602
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 84
- Total Assets: $16.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 84 | $16.8M | $151,239 | $663,615 |
| 2023 | 76 | $15.9M | $150,638 | $630,536 |
| 2022 | 97 | $12.9M | $169,102 | $727,344 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | Investment Advisor | $32,698 | — | $32,698 |
| CERESA M. FRENKEL, P.C | Other Service Provider | $7,000 | — | $7,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $39,698
- Estimated Expense Ratio: 0.236% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $41,284 | $39,709 | — | — | — |
| 2023 | $21,813 | $20,338 | — | — | — |
| 2022 | $26,981 | — | — | — | — |