Plan Snapshot
- Plan Sponsor: Leading Pharma, LLC
- Sponsor EIN: 471297885
- Sponsor Address: 3 OAK ROAD, FAIRFIELD, NJ, 07004
- Plan Type: 401(k)
- Total Participants: 182
- Total Assets: $5.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 182 | $5.9M | $321,980 | $657,636 |
| 2023 | 167 | $5.0M | $310,836 | $616,667 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | INVESTMENTS | $22,265 | — | $22,265 |
| NATIONWIDE LIFE INSURANCE CO | INVESTMENTS RECORDKEEPER | $13,400 | $445 | $13,845 |
| WISS & COMPANY LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- COMMONWEALTH FINANCIAL NETWORK — INVESTMENTS
- NATIONWIDE LIFE INSURANCE CO — INVESTMENTS RECORDKEEPER
- WISS & COMPANY LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $36,110
- Estimated Expense Ratio: 0.607% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $38,201 | $36,201 | — | — | — |
| 2023 | $30,204 | $29,279 | $925 | — | — |