Plan Snapshot
- Plan Sponsor: Broadridge Financial Solutions, INC.
- Sponsor EIN: 331151291
- Sponsor Address: 2 GATEWAY CENTER, NEWARK, NJ, 07102
- Plan Type: 401(k)
- Total Participants: 6,802
- Total Assets: $1.9B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 6,802 | $1.9B | $49.7M | $75.1M |
| 2023 | 6,935 | $1.7B | $47.9M | $74.8M |
| 2022 | 7,085 | $1.4B | $49.1M | $71.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| COHNREZNICK | Auditor | $38,850 | — | $38,850 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $38,850
- Estimated Expense Ratio: 0.002% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $570,336 | — | $1,500 | $38,850 | — |
| 2023 | $113,490 | $79,832 | — | — | — |
| 2022 | $570,032 | — | — | — | — |