Plan Snapshot
- Plan Sponsor: Lake City Plating
- Sponsor EIN: 464784690
- Sponsor Address: 108 S SYCAMORE, JEFFERSON, OH, 44047
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 208
- Total Assets: $2.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 208 | $2.8M | $0 | $0 |
| 2024 | 205 | $2.0M | $201,012 | $380,027 |
| 2023 | 142 | $1.6M | $189,985 | $399,020 |
| 2022 | 158 | $900,483 | $123,145 | $250,663 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HUMAN INTEREST ADVISOR LLC | Recordkeeper | $8,171 | — | $8,171 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $8,171
- Estimated Expense Ratio: 0.293% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $235,697 | $8,171 | — | — | — |
| 2024 | $4,933 | $4,933 | — | — | — |
| 2023 | $7,612 | $3,015 | $4,597 | — | — |
| 2022 | $97,504 | — | — | — | — |