Plan Snapshot
- Plan Sponsor: Komatsu America Corp.
- Sponsor EIN: 941715128
- Sponsor Address: 8770 W BRYN MAWR AVE., SUITE 100, CHICAGO, IL, 606313782
- Plan Type: DC
- Total Participants: 489
- Total Assets: $15.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 489 | $15.5M | $0 | $990,926 |
| 2023 | 410 | $14.6M | $0 | $777,421 |
| 2022 | 452 | $12.8M | $0 | $774,492 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $9,259 | — | $9,259 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $5,246 | — | $5,246 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $14,505
- Estimated Expense Ratio: 0.094% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $14,305 | $8,760 | $300 | — | — |
| 2023 | $15,839 | $4,528 | — | — | — |
| 2022 | $15,133 | $4,098 | — | — | — |