Plan Snapshot
- Plan Sponsor: Komatsu America Corp
- Sponsor EIN: 941715128
- Sponsor Address: 8770 W BRYN MAWR AVE., SUITE 100, CHICAGO, IL, 606313782
- Plan Type: 401(k)
- Total Participants: 3,601
- Total Assets: $509.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,601 | $509.5M | $19.7M | $25.0M |
| 2023 | 3,534 | $452.8M | $17.3M | $22.8M |
| 2022 | 3,591 | $382.3M | $14.7M | $21.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | ADVISOR | $221,187 | — | $221,187 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $212,440 | — | $212,440 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STRATEGIC ADVISORS, INC. — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $433,627
- Estimated Expense Ratio: 0.085% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $420,241 | $221,187 | $1,800 | — | — |
| 2023 | $378,769 | $184,560 | $300 | — | — |
| 2022 | $389,342 | $175,860 | — | — | — |