Plan Snapshot
- Plan Sponsor: Knickerbocker Group, INC.
- Sponsor EIN: 010389577
- Sponsor Address: 3 BUILDERS SQUARE, BOOTHBAY, ME, 04537
- Plan Type: 401(k)
- Total Participants: 128
- Total Assets: $11.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 128 | $11.4M | $267,468 | $578,611 |
| 2023 | 113 | $11.1M | $201,580 | $491,258 |
| 2022 | 85 | $9.2M | $171,025 | $418,094 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALBIN RANDALL & BENNETT | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ALBIN RANDALL & BENNETT — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $50,750 | $31,740 | $11,530 | — | — |
| 2023 | $555,433 | — | $31,302 | — | — |
| 2022 | $256,830 | — | $9,765 | — | — |