Plan Snapshot
- Plan Sponsor: Ken Caryl Glass, INC.
- Sponsor EIN: 841036870
- Sponsor Address: 12450 N. MEAD WAY, LITTLETON, CO, 80125
- Plan Type: 401(k)
- Total Participants: 116
- Total Assets: $9.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 116 | $9.7M | $276,783 | $441,416 |
| 2023 | 122 | $8.1M | $263,058 | $451,459 |
| 2022 | 115 | $6.5M | $240,315 | $419,995 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TFA TRANSAMERICA CAPITAL, INC. | Investment Advisor | $40,385 | — | $40,385 |
| AMERICAN TRUST COMPANY | Other Service Provider | $40,143 | — | $40,143 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TFA TRANSAMERICA CAPITAL, INC. — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $80,528
- Estimated Expense Ratio: 0.834% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $80,527 | — | $80,527 | — | — |
| 2023 | $66,583 | — | $66,583 | — | — |
| 2022 | $71,283 | $43,456 | — | — | $3,211 |