Plan Snapshot
- Plan Sponsor: Johnson Controls, INC.
- Sponsor EIN: 390380010
- Sponsor Address: 5757 N GREEN BAY AVENUE, MILWAUKEE, WI, 532094408
- Plan Type: 401(k)
- Plan Number: 026
- Total Participants: 49,004
- Total Assets: $7.7B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 49,004 | $7.7B | $0 | $0 |
| 2024 | 34,487 | $7.2B | $174.5M | $257.3M |
| 2023 | 28,489 | $6.2B | $168.9M | $254.3M |
| 2022 | 28,904 | $5.5B | $168.9M | $248.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | Investment Advisor | $2,243,767 | — | $2,243,767 |
| FIDELITY INVEST INST OPR CO. | Recordkeeper | $1,680,475 | — | $1,680,475 |
| AON INVESTMENTS USA INC. | Other Service Provider | $116,621 | — | $116,621 |
| AON CONSULTING, INC. | Other Service Provider | $55,456 | — | $55,456 |
| FOLEY & LARDNER LLP | Other Service Provider | $40,263 | — | $40,263 |
| WIPFLI LLP | Other Service Provider | $26,076 | — | $26,076 |
| ALIGHT SOLUTIONS | Other Service Provider | $9,792 | — | $9,792 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $4,172,450
- Estimated Expense Ratio: 0.054% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $842,438,664 | $2,243,767 | — | $26,076 | — |
| 2024 | $3,922,532 | $2,104,144 | — | $53,123 | — |
| 2023 | $3,479,688 | $1,793,921 | — | $23,000 | — |
| 2022 | $4,217,185 | — | $4,217,185 | — | — |