Plan Snapshot
- Plan Sponsor: Johnson Controls, INC.
- Sponsor EIN: 390380010
- Sponsor Address: 5757 N. GREEN BAY AVENUE, MILWAUKEE, WI, 532094408
- Plan Type: 401(k)
- Plan Number: 011
- Total Participants: 8,604
- Total Assets: $605.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 8,604 | $605.1M | $6.5M | $12.8M |
| 2022 | 8,052 | $583.3M | $6.3M | $11.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVEST. INST. OPR. CO. | Recordkeeper | $422,442 | — | $422,442 |
| STRATEGIC ADVISORS, INC. | Investment Advisor | $78,732 | — | $78,732 |
| FOLEY & LARDNER LLP | Other Service Provider | $22,215 | — | $22,215 |
| AON HEWITT INVESTMENTS | Other Service Provider | $12,276 | — | $12,276 |
| AON CONSULTING INC | Recordkeeper | $11,575 | — | $11,575 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVEST. INST. OPR. CO. — Recordkeeper
- STRATEGIC ADVISORS, INC. — Investment Advisor
- AON CONSULTING INC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $547,240
- Estimated Expense Ratio: 0.090% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $553,954 | $78,732 | — | $3,000 | — |
| 2022 | $684,741 | — | $684,741 | — | — |