Plan Snapshot
- Plan Sponsor: Jefferies Financial Group INC.
- Sponsor EIN: 132615557
- Sponsor Address: 520 MADISON AVE., NEW YORK, NY, 10022
- Plan Type: DB
- Total Participants: 30
- Total Assets: $41.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 30 | $41.9M | $0 | $0 |
| 2023 | 33 | $46.0M | $0 | $0 |
| 2022 | 33 | $45.0M | $1.0M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BLACKROCK INSTITUTIONAL TRUST CO | NONE | $162,498 | — | $162,498 |
| USI CONSULTING GROUP | NONE | $116,000 | — | $116,000 |
| PRINCIPAL TRUST COMPANY | NONE | $25,331 | — | $25,331 |
| TANNER LLC | NONE | $19,572 | — | $19,572 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRINCIPAL TRUST COMPANY — NONE
- TANNER LLC — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $323,401
- Estimated Expense Ratio: 0.772% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $669,330 | $25,174 | — | $19,572 | — |
| 2023 | $686,552 | $25,642 | — | $19,061 | — |
| 2022 | $637,928 | $29,606 | — | — | $334,402 |