Plan Snapshot
- Plan Sponsor: Tp Icap Americas Holdings INC.
- Sponsor EIN: 510631562
- Sponsor Address: 200 VESEY ST, NEW YORK, NY, 10281
- Plan Type: 401(k)
- Total Participants: 1,323
- Total Assets: $598.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,323 | $598.8M | $4.1M | $22.4M |
| 2023 | 1,329 | $537.1M | $4.0M | $21.9M |
| 2022 | 1,391 | $468.3M | $2.1M | $17.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | NONE | $154,773 | — | $154,773 |
| NEWPORT CAPITAL GROUP, LLC | NONE | $67,500 | — | $67,500 |
| MAZARS USA, LLP | NONE | $30,450 | — | $30,450 |
| FORVIS MAZARS, LLP | Auditor | $30,450 | — | $30,450 |
| ZACKS INVESTMENT MANAGEMENT IN | NONE | $5,842 | — | $5,842 |
| CHARLES SCHWAB & CO., INC. | NONE | $5,547 | — | $5,547 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES,INC — NONE
- FORVIS MAZARS, LLP — Auditor
- CHARLES SCHWAB & CO., INC. — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $294,562
- Estimated Expense Ratio: 0.049% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $252,799 | $104,352 | — | $30,450 | — |
| 2023 | $264,529 | $72,024 | $26,000 | — | — |
| 2022 | $343,839 | $137,847 | — | — | $23,500 |