Plan Snapshot
- Plan Sponsor: Ing Financial Services LLC
- Sponsor EIN: 133713590
- Sponsor Address: 1133 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036
- Plan Type: 401(k)
- Total Participants: 714
- Total Assets: $454.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 714 | $454.6M | $8.2M | $13.2M |
| 2023 | 633 | $402.6M | $7.7M | $11.7M |
| 2022 | 591 | $350.0M | $7.1M | $10.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RWBAIRD | INVESTMENT ADVISOR | $139,032 | — | $139,032 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $33,902 | — | $33,902 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STRATEGIC ADVISORS, INC. — ADVISOR
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $172,934
- Estimated Expense Ratio: 0.038% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $106,156 | $33,902 | $3,000 | — | — |
| 2023 | $86,072 | $207,357 | $600 | — | — |
| 2022 | $120,305 | $18,358 | — | — | — |