Plan Snapshot
- Plan Sponsor: Canaccord Genuity LLC
- Sponsor EIN: 200779566
- Sponsor Address: 535 MADISON AVENUE, NY, NY, 10022
- Plan Type: 401(k)
- Total Participants: 377
- Total Assets: $110.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 377 | $110.5M | $1.5M | $6.1M |
| 2023 | 384 | $96.0M | $1.5M | $6.2M |
| 2022 | 414 | $77.0M | $1.6M | $5.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS LLC | ADVISOR | $93,674 | — | $93,674 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $11,555 | — | $11,555 |
| ERNST & YOUNG | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ONEDIGITAL INVESTMENT ADVISORS LLC — ADVISOR
- STRATEGIC ADVISORS, INC. — ADVISOR
- ERNST & YOUNG — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $105,229
- Estimated Expense Ratio: 0.095% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $71,456 | $105,229 | — | — | — |
| 2023 | $101,397 | $95,309 | $1,500 | — | — |
| 2022 | $103,334 | $10,201 | — | — | — |