Plan Snapshot
- Plan Sponsor: Industrial Group Intermediate Holdings, LLC
- Sponsor EIN: 465377299
- Sponsor Address: 411 THEODORE FREMD AVE, RYE, NY, 105801450
- Plan Type: 401(k)
- Total Participants: 110
- Total Assets: $10.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 110 | $10.8M | $391,111 | $521,592 |
| 2022 | 118 | $9.3M | $299,023 | $572,469 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | Investment Advisor | — | $19,338 | $19,338 |
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $9,552 | — | $9,552 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $28,890
- Estimated Expense Ratio: 0.267% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $4,776 | — | $4,776 | — | — |
| 2022 | $4,174 | — | $4,174 | — | — |