Plan Snapshot
- Plan Sponsor: Illy Caffe North America INC
- Sponsor EIN: 860400086
- Sponsor Address: 800 WESTCHESTER AVE STE S440, RYE BROOK, NY, 105731329
- Plan Type: 401(k)
- Total Participants: 87
- Total Assets: $21.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 87 | $21.5M | $385,165 | $1.0M |
| 2023 | 84 | $19.7M | $320,873 | $915,653 |
| 2022 | 73 | $16.7M | $316,328 | $849,255 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $62,747 | — | $62,747 |
| RAYMOND JAMES & ASSOCIATES, INC. | Investment Advisor | — | $27,500 | $27,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RAYMOND JAMES & ASSOCIATES, INC. — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $90,247
- Estimated Expense Ratio: 0.419% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $62,748 | — | $62,748 | — | — |
| 2023 | $54,405 | — | $54,405 | — | — |
| 2022 | $55,217 | — | $55,217 | — | — |