Plan Snapshot
- Plan Sponsor: Humana INC.
- Sponsor EIN: 610647538
- Sponsor Address: P.O. BOX 1438, LOUISVILLE, KY, 402011438
- Plan Type: 401(k)
- Plan Number: 004
- Total Participants: 1,673
- Total Assets: $94.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 1,673 | $94.3M | $0 | $0 |
| 2024 | 1,117 | $83.9M | $3.4M | $3.7M |
| 2023 | 1,163 | $79.6M | $3.5M | $3.7M |
| 2022 | 1,167 | $67.8M | $3.2M | $3.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BANCO POPULAR DE PUERTO RICO | Other Service Provider | $150,779 | — | $150,779 |
| SCHWAB RETIREMENT PLAN SERVICES INC | Other Service Provider | $39,280 | — | $39,280 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $190,059
- Estimated Expense Ratio: 0.202% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $9,327,255 | $19,394 | — | — | — |
| 2024 | $185,461 | $22,427 | $139,294 | — | — |
| 2023 | $207,110 | $18,445 | $126,572 | — | — |
| 2022 | $206,379 | — | — | — | $121,364 |