Plan Snapshot
- Plan Sponsor: Hudson River Trading LLC
- Sponsor EIN: 450465436
- Sponsor Address: 3 WORLD TRADE CENTER, NEW YORK, NY, 10007
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 1,054
- Total Assets: $190.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 1,054 | $190.2M | $0 | $0 |
| 2024 | 794 | $132.7M | $6.2M | $26.6M |
| 2023 | 772 | $89.0M | $7,485 | $22.4M |
| 2022 | 767 | $54.5M | $0 | $16.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | Investment Advisor | $6,221 | — | $6,221 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $6,221
- Estimated Expense Ratio: 0.003% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $13,188,712 | $6,221 | — | — | — |
| 2024 | $6,114 | $2,848 | — | — | — |
| 2023 | $5,912 | $2,384 | — | — | — |
| 2022 | $74,198 | — | — | — | — |