Plan Snapshot
- Plan Sponsor: D. E. Shaw & Co., L.P.
- Sponsor EIN: 133695715
- Sponsor Address: TWO MANHATTAN WEST, NEW YORK, NY, 10001
- Plan Type: 401(k)
- Total Participants: 1,342
- Total Assets: $719.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,342 | $719.2M | $13.2M | $38.9M |
| 2023 | 1,293 | $592.2M | $10.9M | $33.9M |
| 2022 | 1,101 | $463.6M | $8.4M | $28.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VANGUARD ADVISORS INC. | NONE | $30,980 | — | $30,980 |
| ERNST & YOUNG LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- VANGUARD ADVISORS INC. — NONE
- ERNST & YOUNG LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $30,980
- Estimated Expense Ratio: 0.004% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $31,855 | — | — | — | — |
| 2023 | $20,085 | — | — | — | — |
| 2022 | $16,830 | — | — | — | — |