Plan Snapshot
- Plan Sponsor: Hudson Bay Capital Management, LP
- Sponsor EIN: 371511773
- Sponsor Address: 777 THIRD AVE, 30TH FL, NEW YORK, NY, 10017
- Plan Type: 401(k)
- Total Participants: 286
- Total Assets: $38.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 286 | $38.5M | $759,860 | $4.1M |
| 2023 | 175 | $28.2M | $596,430 | $2.6M |
| 2022 | 136 | $21.2M | $505,040 | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRAILBREAKER ACCOUNTING PLLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $114,978 | $32,563 | $49,853 | — | — |
| 2023 | $84,434 | $23,548 | $37,344 | — | — |
| 2022 | — | — | — | — | — |