Plan Snapshot
- Plan Sponsor: Hot Topic, INC.
- Sponsor EIN: 770198182
- Sponsor Address: 18305 E. SAN JOSE AVENUE, CITY OF INDUSTRY, CA, 917481237
- Plan Type: 401(k)
- Total Participants: 5,926
- Total Assets: $41.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 5,926 | $41.9M | $1.1M | $4.7M |
| 2023 | 5,670 | $35.3M | $1.0M | $4.2M |
| 2022 | 5,658 | $27.3M | $924,297 | $3.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JOHN HANCOCK | RETAINED BY CLIENT | $149,833 | — | $149,833 |
| GLOBAL RETIREMENT PARTNERS, LLC | RETAINED BY CLIENT | $34,589 | — | $34,589 |
| HOLTHOUSE CARLIN & VAN TRIGT LLP | RETAINED BY EMPLOYER | $14,000 | — | $14,000 |
| WELLTH ADVISORY | RETAINED BY EMPLOYER | $11,589 | — | $11,589 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHN HANCOCK — RETAINED BY CLIENT
- GLOBAL RETIREMENT PARTNERS, LLC — RETAINED BY CLIENT
- HOLTHOUSE CARLIN & VAN TRIGT LLP — RETAINED BY EMPLOYER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $210,011
- Estimated Expense Ratio: 0.501% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $210,011 | $53,297 | $142,714 | $14,000 | — |
| 2023 | $195,606 | $33,899 | $135,344 | $26,363 | — |
| 2022 | $124,490 | $16,959 | $107,531 | — | — |