Plan Snapshot
- Plan Sponsor: Hoffmann-La Roche INC.
- Sponsor EIN: 220994270
- Sponsor Address: 150 CLOVE ROAD, LITTLE FALLS, NJ, 07424
- Plan Type: DB
- Total Participants: 1,760
- Total Assets: $2.9B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,760 | $2.9B | $0 | $0 |
| 2023 | 1,965 | $3.2B | $0 | $0 |
| 2022 | 2,130 | $3.0B | $98.0M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERCER | ACTUARY | $305,050 | — | $305,050 |
| RUSSELL INVESTMENTS | CONSULTANT | $300,000 | — | $300,000 |
| FIDELITY INVESTMENT INSTITUTION | SERVICE PROVIDER | $240,844 | — | $240,844 |
| CALLAN ASSOCIATES INC. | CONSULTANT | $130,876 | — | $130,876 |
| STATE STREET RETIREE SERVICES | SERVICE PROVIDER | $87,383 | — | $87,383 |
| GRANT THORNTON LLP | AUDITOR | $79,800 | — | $79,800 |
| RSM US LLP. | AUDITOR | $7,000 | — | $7,000 |
| DELOITTE AND TOUCHE | SERVICE PROVIDER | $7,000 | — | $7,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RUSSELL INVESTMENTS — CONSULTANT
- FIDELITY INVESTMENT INSTITUTION — SERVICE PROVIDER
- GRANT THORNTON LLP — AUDITOR
- RSM US LLP. — AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,157,953
- Estimated Expense Ratio: 0.039% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $812,350 | — | — | — | — |
| 2023 | $613,306 | — | — | $25,669 | — |
| 2022 | $935,502 | $411,879 | $380,010 | — | $143,613 |