Plan Snapshot
- Plan Sponsor: Hm.Clause, INC.
- Sponsor EIN: 941695235
- Sponsor Address: 260 COUSTEAU PLACE SUITE 210, DAVIS, CA, 95618
- Plan Type: 401(k)
- Total Participants: 719
- Total Assets: $102.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 719 | $102.0M | $4.1M | $4.1M |
| 2023 | 495 | $92.2M | $4.3M | $4.2M |
| 2022 | 486 | $80.5M | $3.8M | $3.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NWK GROUP INC | INVESTMENT ADVISOR | $65,000 | — | $65,000 |
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $52,325 | — | $52,325 |
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $117,325
- Estimated Expense Ratio: 0.115% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $172,721 | $67,558 | $570 | — | — |
| 2023 | $161,619 | $65,000 | $13,715 | — | — |
| 2022 | $176,651 | $65,000 | $11,213 | — | — |