Plan Snapshot
- Plan Sponsor: Helzberg Diamond Shops LLC
- Sponsor EIN: 440553741
- Sponsor Address: 1825 SWIFT AVENUE, NORTH KANSAS CITY, MO, 641163671
- Plan Type: 401(k)
- Total Participants: 1,965
- Total Assets: $135.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,965 | $135.0M | $1.2M | $4.9M |
| 2023 | 1,966 | $125.7M | $1.2M | $5.1M |
| 2022 | 1,991 | $115.1M | $1.2M | $5.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| T ROWE PRICE RPS INC | NONE | $113,279 | $26 | $113,305 |
| PRIME CAPITAL INVESTMENT ADVISORS | NONE | $33,000 | — | $33,000 |
| PICKETT, CHANEY, & MCMULLEN LLP | NONE | $11,850 | — | $11,850 |
| PICKETT, CHANEY & MCMULLEN LLP | Auditor | $11,850 | — | $11,850 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PICKETT, CHANEY & MCMULLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $170,005
- Estimated Expense Ratio: 0.126% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $158,719 | $11,643 | — | $11,850 | — |
| 2023 | $158,691 | $23,364 | — | $11,250 | — |
| 2022 | $166,515 | $45,513 | — | — | $10,475 |