Plan Snapshot
- Plan Sponsor: Heating & Plumbing Engineers, INC.
- Sponsor EIN: 840440524
- Sponsor Address: 407 FILLMORE PLACE, COLORADO SPRINGS, CO, 80907
- Plan Type: 401(k)
- Total Participants: 68
- Total Assets: $7.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 68 | $7.7M | $130,454 | $275,462 |
| 2023 | 60 | $7.5M | $120,973 | $292,467 |
| 2022 | 58 | $6.7M | $144,368 | $293,802 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES LLC | ADVISOR | $34,994 | — | $34,994 |
| KESTRA ADVISORY SERVICES | INVESTMENT ADVISOR | $7,816 | — | $7,816 |
| SSA PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KESTRA INVESTMENT SERVICES LLC — ADVISOR
- KESTRA ADVISORY SERVICES — INVESTMENT ADVISOR
- SSA PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $42,810
- Estimated Expense Ratio: 0.556% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $43,398 | $42,810 | $206 | — | — |
| 2023 | $38,622 | $38,197 | — | — | — |
| 2022 | $50,290 | — | — | — | — |