Plan Snapshot
- Plan Sponsor: Hathaway Brown School
- Sponsor EIN: 340714426
- Sponsor Address: 19600 NORTH PARK BOULEVARD, SHAKER HEIGHTS, OH, 441221825
- Plan Type: 403(b)
- Total Participants: 267
- Total Assets: $51.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 267 | $51.8M | $786,985 | $1.1M |
| 2023 | 259 | $47.1M | $721,183 | $1.0M |
| 2022 | 240 | $41.2M | $693,477 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TIAA | Recordkeeper | $20,520 | — | $20,520 |
| MALONEY & NOVOTNY LLC | Auditor | $11,000 | — | $11,000 |
| PLANPILOT, LLC | Investment Advisor | $7,200 | — | $7,200 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TIAA — Recordkeeper
- MALONEY & NOVOTNY LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $38,720
- Estimated Expense Ratio: 0.075% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $20,070 | — | $20,070 | — | — |
| 2023 | $16,201 | — | $16,201 | — | — |
| 2022 | $14,589 | — | $14,589 | — | — |