Plan Snapshot
- Plan Sponsor: Xavier University
- Sponsor EIN: 310537516
- Sponsor Address: 3800 VICTORY PARKWAY, ML 4531, CINCINNATI, OH, 452071035
- Plan Type: 403(b)
- Total Participants: 1,871
- Total Assets: $410.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,871 | $410.6M | $6.4M | $7.4M |
| 2023 | 1,948 | $388.9M | $6.8M | $7.7M |
| 2022 | 1,461 | $348.6M | $6.4M | $7.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TIAA | Recordkeeper | $171,586 | — | $171,586 |
| CORNERSTONE ADVISORS ASSET MGT LLC | Investment Advisor | $75,000 | — | $75,000 |
| BRICKER & GRAYDON LLP | ERISA Attorney | $20,330 | — | $20,330 |
| PLANTE & MORAN, LLC | Auditor | $10,500 | — | $10,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TIAA — Recordkeeper
- CORNERSTONE ADVISORS ASSET MGT LLC — Investment Advisor
- BRICKER & GRAYDON LLP — ERISA Attorney
- PLANTE & MORAN, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $277,416
- Estimated Expense Ratio: 0.068% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $278,743 | $75,000 | $7,670 | $10,500 | — |
| 2023 | $234,621 | $100,000 | $5,930 | $14,000 | — |
| 2022 | $275,330 | $105,155 | — | — | $19,703 |