Plan Snapshot
- Plan Sponsor: Harvard Eye Associates, A Medica
- Sponsor EIN: 953873981
- Sponsor Address: 23961 CALLE DE LA MAGDALENA, LAGUNA HILLS, CA, 92653
- Plan Type: 401(k)
- Total Participants: 97
- Total Assets: $8.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 97 | $8.8M | $270,107 | $613,173 |
| 2023 | 105 | $8.3M | $292,623 | $623,230 |
| 2022 | 108 | $6.1M | $262,416 | $551,655 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SEIA LLC | INVESTMENT/FINANCIAL ADVI | $11,073 | — | $11,073 |
| MORGAN STANLEY SMITH BARNEY | INVESTMENT/FINANCIAL ADVI | $7,687 | — | $7,687 |
| LSL, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY — INVESTMENT/FINANCIAL ADVI
- LSL, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $18,760
- Estimated Expense Ratio: 0.214% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $22,921 | $18,760 | — | — | — |
| 2023 | $38,730 | $37,570 | — | — | — |
| 2022 | $18,481 | — | — | — | — |