Plan Snapshot
- Plan Sponsor: Harbor Capital Advisors, INC.
- Sponsor EIN: 561223381
- Sponsor Address: 111 S. WACKER DR., FLR 34, CHICAGO, IL, 60606
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $921.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $921.9M | $0 | $0 |
| 2023 | 0 | $991.7M | $0 | $0 |
| 2022 | 0 | $1.3B | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT CO | Other Service Provider | $1,243,240 | — | $1,243,240 |
| STATE STREET GLOBAL ADVISORS | Other Service Provider | $665,000 | — | $665,000 |
| CALLAN | Other Service Provider | $112,500 | — | $112,500 |
| ACADIAN ASSET MANAGEMENT LLC | Other Service Provider | $110,562 | — | $110,562 |
| NEWSOUTH CAPITAL MGMT INC | Other Service Provider | $64,476 | — | $64,476 |
| WESTFIELD CAPITAL MANAGEMENT CO L.P | Other Service Provider | $62,492 | — | $62,492 |
| ARISTOTLE CAPITAL MANAGEMENT LLC | Other Service Provider | $52,336 | — | $52,336 |
| JENNISON ASSOCIATES LLC | Recordkeeper | $50,577 | — | $50,577 |
| EASTERLY INVESTMENT PARTNERS LLC | Other Service Provider | $48,727 | — | $48,727 |
| EARNEST PARTNERS LLC | Other Service Provider | $37,899 | — | $37,899 |
| MARATHON ASSET MANAGEMENT LLC | Other Service Provider | $34,793 | — | $34,793 |
| C WORLDWIDE ASSET MANAGEMENT | Other Service Provider | $27,275 | — | $27,275 |
| BAILLIE GIFFORD OVERSEAS LTD. | Other Service Provider | $14,848 | — | $14,848 |
| COPELAND CAPITAL MANAGEMENT, LLC | Other Service Provider | $8,349 | — | $8,349 |
| DELOITTE TAX LLP | Other Service Provider | $5,940 | — | $5,940 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JENNISON ASSOCIATES LLC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,539,014
- Estimated Expense Ratio: 0.275% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $3,290,480 | $2,519,535 | — | — | — |
| 2023 | $1,495,485 | $1,495,485 | — | — | — |
| 2022 | $4,211,568 | $3,382,498 | — | — | $156,190 |